|
I commit to do the following for my clients:
- Place their interests at the forefront.
- Strive to protect their confidentiality.
- Provide objective advice.
- Communicate on an ongoing basis.
- Listen.
- Take the time necessary for clear understanding.
- Provide valuable service.
- Complete a Retirement Income Plan.
All mutual funds and approved exempt securities are provided by Portfolio Strategies Corporation. All other products and services are provided by Brian Lepicq.
|
- Present the viable options available to them.
- Complete a personal profile.
- Establish clearly articulated goals and methodology to pursue them.
- Complete an Investment Policy Statement (IPS) where appropriate.
- Monitor their investments on an ongoing basis.
- Meet regularly to update on status and reallocate when applicable.
|
